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THROUGH A GLASS, DARKLY
Some Reflections on the Future of War
Martin van Creveld
© 2000 by Martin van Creveld
Source:
http://www.d-n-i.net/creveld/through_a_glass_darkly.htm
The purpose of this article is to offer a brief,
late-twentieth-century account of what has happened to war during the last
millennium and where it may be going in the near future. To this end, the
article is divided into four parts. The first provides a very brief outline of
the development of major war from about A.D. 1000 to 1945. The next part
explains how that development was affected, not to say interrupted, by the
introduction of nuclear weapons. The third part shows how, even as major war
began to retreat and wane, the period since 1945 has witnessed the growth of
forms of war that are simultaneously old and new and that now threaten to take
over many countries all over the planet. Finally, we conclude with observations
on the consequences of all this for the future of air forces, navies, armies,
and even war itself.
THE DEVELOPMENT OF WAR, 1000–1945
Looking back, the outstanding characteristic of war
since A.D. 1000 or so has been its progressive consolidation.1 As
might be expected, this consolidation took place more or less simultaneously in
all possible fields: namely the political, the economic, military, and the
technological. The following paragraphs will attempt to provide an outline,
however brief, of the main developments in each of those four spheres.
First, the political: In A.D. 1000, Western,
Central, and Northern Europe were divided into thousands, if not tens of
thousands, of small political organizations. Most of the organizations in
question were secular, but others were ecclesiastical. Most were of the type
known as feudal, but some (particularly in the relatively undeveloped north)
belonged to an older type that is best characterized as tribal. Still others
consisted of urban communities that, resting upon various legal principles,
contained within themselves the seeds of future political power.2 To
one extent or another, all had this in common: they possessed the legal right to
defend themselves, weapon in hand. This right they exercised by setting up and
maintaining armed forces of some kind, be they retainers, feudal warriors, or
mercenaries; by manufacturing or purchasing defensive and offensive arms; and,
the most visible symbol of all, by building fortified walls, of which they were
often inordinately proud.
For reasons beyond the scope of the present
article, the number of political units that possessed the right and the ability
to wage war tended to decline over the centuries. To be sure, the process was
not unilineal, nor did it proceed with equal speed during all periods and in all
countries. There were many ups and downs, particularly in France during the
Hundred Years’ War, which was as much a civil conflict as it was a war with
England. The same was true of England during the so-called Wars of the Roses,
and of Germany during the Thirty Years’ War. Nevertheless, the direction of
development appears clear in retrospect. Some political organizations developed
into big fish and, swallowing others, expanded. Others were fated to serve as
bait and, having been swallowed, disappeared. Some acquired the quality known as
“sovereignty,” whereas the majority lost it.3 The number of
war-making political units decreased, and the power of the remaining ones
increased.
Again for reasons that cannot be explored here, the
most important agglomerations of power appeared in Europe;4 indeed,
such was the discrepancy in power between European-type states and the political
organizations that formed themselves on other continents that by the late
nineteenth century the former were capable of taking over most of the remaining
world almost as an afterthought.
The process of political consolidation was
supported by, and in turn supported, growing economic power. Even during the
late Middle Ages, feudal lords, kings, and even emperors were not necessarily
much richer than their vassals—one remembers, for instance, how Emperor
Maximilian died penniless (during the last days of his life, no inn could be
found that would lodge him and his followers) and how Charles V’s election was
brought about by the money provided by the Fuggers family. Later, the situation
changed. In England, Henry VIII, having changed his religion and confiscated
church lands, was able to increase his revenue by a factor of three and thus
become the first monarch who was richer than all his lords put together; in
France, between 1523 and 1600 the royal income quadrupled.5 Once the
Thirty Years’ War had ended, the economic power first of rulers and then of
states vis-à-vis their own subjects continued to grow. By the second half of the
eighteenth century, the personal resources of even the monarchs themselves were
being dwarfed by those of the political organizations over which they
ruled.6
The industrial revolution that began in England
around 1750, the transport revolution that followed it, and the communications
revolution that accompanied helped reinforce these trends. Throughout the
nineteenth century, the economic power of the state grew and grew; not only
that, but the first successful experiments were being made to decouple money
itself from bullion and turn it into a state-manufactured commodity.7
By the time World War I broke out, states had become richer and more powerful
than ever.
Looking back, the outstanding characteristic of war
since A.D. 1000 or so has been its progressive
consolidation.
Thanks to new administrative techniques, such as
the systematic registration of entire populations and the collection of
statistics of every kind, states were also in a position to take away as much as
85 percent of their citizens’ wealth for the purpose of making war—a figure
never thereafter surpassed, though not infrequently approached.8 To
provide a contemporary example, Microsoft’s Bill Gates, with a hundred billion
dollars at his command, is reputed to be the richest man who ever
lived.9 Still, his business empire is dwarfed by the U.S. government,
the annual budget of which is on the order of two trillion dollars, and the
assets of which, built up over many generations and including everything not
owned by private individuals and corporations, are simply impossible to
calculate.
Expanding political and economic power provided the
foundation for a corresponding growth in military might. During the Middle Ages,
hardly any territorial lords were, and not a single city was, in a position to
raise more than a few thousand troops. The majority had to content themselves
with far fewer; not seldom, the contingents that they sent to their lords’ aid
numbered in the hundreds or even the mere dozens. By the middle of the sixteenth
century, the most important armed forces, now consisting mainly of mercenaries
rather than feudal warriors or urban levies, already numbered in the tens of
thousands. By the eighteenth century the forces had grown into the low hundreds
of thousands. These forces, moreover, consisted of long-service regulars.
Consequently, they were now available not only in war but in times of peace as
well.
During the years between 1793 and 1815, following
the declaration of the levée en masse by the French National Assembly and
the subsequent adoption of the principle by other countries as well, the
expansion of armed forces continued. After the battle of Waterloo there was a
temporary return to professional armies, and growth tended to level off, only to
be resumed after 1860 or so. By this time it was supported by the railways and
the telegraphs, the twin instruments that made it possible to mobilize hundreds
of thousands of people. It culminated during the period 1914–39, when the main
belligerents called up between them over a hundred million men (as against
perhaps two million women), put them into uniform, armed them, trained them, and
sent them to slaughter each other on battlefields that stretched from Leningrad
to El Alamein, and from the North Atlantic to the South Pacific.10
Finally, the enormous growth in the
political-economic-military power of the state could never have taken place
without corresponding technological progress, both military and
civilian.11 To focus on the main developments only, from A.D. 1000 to
1945, the tank replaced the horse as the most powerful weapon on land. At sea,
the size of capital ships grew from perhaps a hundred tons to as much as fifty
thousand tons; entire media, notably the deep sea and the air, were invaded for
the first time, by means of the submarine and the aircraft, respectively. Many
of the most important developments of this era took place during the period of
the industrial revolution, specifically during the twentieth century, but
others, such as gunpowder, firearms, and the full-rigged sailing man-of-war,
came earlier. All made possible vast increases not only in the power of weapons
but in speed, range, rates of fire, and accuracy; in turn, they were supported
by vast advances in such fields as communication, transportation, and
production.
The climax of these developments was reached
during the era of the world wars, above all World War II. Seven mighty states,
the least of which had a population of approximately forty-five million people,
battled each other for six years on end; the Soviet Union alone called up almost
thirty-five million men.12 Servicemen in that conflict were armed
with literally hundreds of thousands of heavy war machines—guns, tanks,
aircraft—and manned thousands upon thousands of naval vessels of all sorts.
Waging “total war” against each other, the states undertook operations so large
and so ferocious that in the end, forty to sixty million people were dead, and
the best part of a continent lay in ruins. Then, dropping out of a clear sky on
6 August 1945, came the first atomic bomb, changing everything forever.
THE IMPACT OF NUCLEAR WEAPONS
Whereas during the thousand years before 1945, the
size of war had grown and grown, after that year the trend reversed itself. From
the beginning of history, political organizations going to war against each
other could hope to preserve themselves by defeating the enemy and gaining a
victory; now, assuming only that the vanquished side retained a handful of
deliverable weapons ready for use, the link between victory and
self-preservation had been cut. On the contrary, at least the possibility had
now to be taken into account that the greater the triumph gained over an
opponent who was in possession of nuclear weapons, the greater the danger to the
survival of the victor.13
Appearing as they did at the end of the largest
armed conflict ever waged, it was a long time before the stultifying effects of
nuclear weapons on future war were realized. During the immediate post-1945
years, only one important author seems to have understood that “the absolute
weapons” could never be used;14 whether in or out of uniform, the
great majority preferred to look for ways in which the weapons could, and if
necessary would, be used.15 As is always the case in human
affairs, inertia and “lessons” (in this case, of World War II) played a part. So
long as the number of available nuclear weapons remained limited, their power
small (compared to what was to come later), and their effects ill understood, it
was possible to believe that they would make but little difference. To the
people who had gone through the world war and whose job it was to look into the
future, the outstanding characteristic of twentieth-century “total” warfare had
been the state’s ability to mobilize massive resources and use them for creating
and deploying equally massive armed forces.16 Hence it was not
unnatural to assume that similar resources, minus of course those destroyed by
the occasional atomic bomb, would continue to be thrown into
combat.17
At first, possession of nuclear weapons was
confined to one country only, the United States, which used them to end the war
against Japan. However, the “atomic secret” could not be kept for very long; in
September 1949, five years earlier than the West had expected, the USSR carried
out its first test.18 There were now two states capable of inflicting
“unacceptable damage” on each other, as the phrase went. More and more weapons
were produced. The introduction of hydrogen bombs in 1952–53 opened up the
vision of unlimited destructive power (the most powerful one built had about
three thousand times the destructive force of the fission weapon that had
demolished Hiroshima) and made the prospect of nuclear war between the
superpowers even more awful. At the end of World War II there had been just two
bombs in existence; now the age of nuclear plenty arrived, with more than enough
“devices” to “service” any conceivable target.19
To focus on the United States alone, the number of
available weapons rose from perhaps less than a hundred in 1950 to some three
thousand in 1960, by which time each Hiroshima-sized target on the other side of
the Iron Curtain was being targeted by fifty times the explosive power that had
destroyed that unfortunate city. There were ten thousand warheads in 1970 and as
many as thirty thousand in the early 1980s, when, more for lack of suitable
targets than any other reason, the expansion of the arsenal was brought to a
halt. The size of the weapons probably ranged from under one kiloton (that is, a
thousand tons of TNT, the most powerful conventional explosive) to as much as
fifteen$megatons (fifteen million tons of TNT); because the introduction of new
computers and other navigation aids as time went on permitted more accurate
delivery vehicles to be built, there was a tendency in the United States for the
yields of “strategic” warheads to decline, from the megaton range to as little
as from fifty to 150 kilotons. With some variations, notably a preference for
larger warheads and a greater reliance on land-based delivery vehicles as
opposed to air and sea-based ones, these arrangements were duplicated on the
other side of the Iron Curtain. At its peak during the mid-eighties, the Soviet
arsenal probably counted some twenty thousand warheads and their delivery
vehicles.
By basing them on the ground, at sea, and in the
air, as well as greatly increasing their numbers, the superpowers could protect
the nuclear forces themselves against attack, at any rate enough to deliver the
so-called “second strike.” However, the same was not true of industrial, urban,
and demographic targets on both sides of the Iron Curtain. During World War II,
a defense that relied on radar and combined fighters with antiaircraft artillery
had sometimes brought down as many as a quarter of the bombers attacking a
target (for example, in the American raid against Schweinfurt in 1943). Should
an attack be made with nuclear weapons, though, a defense capable of shooting
down even 90 percent of the attacking aircraft would be of no avail. A single
bomber getting through would destroy the target just as surely as Hiroshima and
Nagasaki had been, to say nothing of the damage that radiation, fallout, and
electromagnetic pulse were capable of doing to entire geographic regions.
Then, dropping out of a clear sky on 6 August 1945,
came the first atomic bomb, changing everything forever.
In the absence of a defense capable of effectively
protecting demographic, economic, and industrial targets, nuclear weapons
presented policy makers with a dilemma without precedent in history. Obviously,
one of the weapons’ most important functions—some would say their only rightful
function—was to deter war from breaking out. Not considering deterrence to be
part of war, previous military theorists (with Clausewitz at their head) had
seldom even bothered to mention it; now, however, it became a central part of
“strategy,” and entire libraries were devoted to it. On the other hand, if the
weapons and their delivery vehicles were to be capable of deterring an
aggressor, they had to be capable of being put to use if necessary. What was
more, they had to be employable in what came to be called a “credible”
manner—one that would not automatically lead to all-out war and thus to the
user’s own annihilation in a nuclear holocaust.
The West, owing to the numerical inferiority of its
conventional forces, believed it might be constrained to make “first use” of its
nuclear arsenal. The search for an answer to this problem started during the
mid-1950s, when it became clear that the Soviet Union would not be left behind
in the arms race. The search went on for the next thirty years, involving very
large numbers of analysts in government, the military, and various think tanks.
Of the numerous theories they proposed, not a single one ever showed the
slightest promise of achieving its goal. Meanwhile, however, a series of acute
confrontations culminating in the Cuban missile crisis of October 1962 caused
the superpowers to become notably more cautious. There followed such agreements
as the Test Ban Treaty (1963), the Nuclear Nonproliferation Treaty (1969), the
two Strategic Arms Limitation Treaties of 1972 and 1977, and the cuts in
medium-range missiles and warheads that were achieved in the late eighties by
President Ronald Reagan and Chairman Mikhail Gorbachev. Needless to say, each
agreement was brought about under specific circumstances and reflected the
problems of the moment. All, however, reflected the two sides’ willingness to
put a cap on the arms race, as well as the growing conviction that should a
nuclear war break out, there would be neither winners nor losers.
By the time the Cold War came to an end, the number
of nuclear states, originally just one, had reached at least eight. From
Argentina and Brazil through Canada, Western and Eastern Europe, all the way to
Taiwan, Korea (both North and South), Japan, Australia, and probably New
Zealand, several dozen others were prepared to construct bombs quickly; at any
rate, they were capable of doing so if they put their minds to it.20
One nation, South Africa, preened itself on having built nuclear weapons and
then dismantled them—although, understandably, both the meaning of “dismantling”
and the fate of the dismantled parts remain somewhat obscure.
The entry of new members into the nuclear club was
not, of course, favorably received by those who were already in it. Seeking to
preserve their monopoly, the latter repeatedly expressed their fears of the dire
consequences that would follow any expansion. Their objective was to prove that
they themselves were stable and responsible and wanted nothing but peace—and
that, whether for ideological, political, cultural, or technical reasons, this
was not the case elsewhere.21 Some international safeguards, such as
the Nonproliferation Treaty and the London Regime of 1977, were set up to
prevent sensitive technology from falling into undesirable hands—which in
practice meant those of third-world countries. However, the spread of nuclear
technology proved difficult to stop. If, at present, the number of states with
nuclear weapons in their arsenals remains limited to eight, on the whole this is
due less to a lack of capability than to a lack of will on the part of potential
proliferators.
The time since the Soviet Union tested its first
atom bomb suggests that the fears of nuclear proliferation proved to be greatly
exaggerated. Instead of leading to war, let alone nuclear war, the world’s
nuclear arsenals have tended to inhibit military operations. Nor has the effect
been limited to nuclear war only. Instead, the fear of escalation has become
stronger with the passage of time, with the result that nuclear countries and
their major allies were progressively less able to fight each other directly,
seriously, or on any scale. Today, in fact, a strong case could be made that
wherever nuclear weapons have appeared or their presence is even strongly
suspected, major interstate warfare on any scale is slowly abolishing itself.
What is more, as we have noted, any state of any importance is now by definition
capable of producing nuclear weapons. Hence, such warfare can only be waged
either between or against technologically third and fourth-echelon
countries.22
Since 1945 first and second-order military powers
have found it increasingly difficult to fight each other, so it is no wonder
that, taking a global view, both the size of armed forces and the quantity of
weapons at their disposal have declined quite sharply. In 1939 France, Germany,
Italy, the USSR, and Japan each possessed ready-to-mobilize forces numbering
several million men. The all-time peak came in 1944–45, when the six main
belligerents (Italy having dropped out in 1943) between them maintained some
forty to forty-five million men under arms. Since then the world’s population
has almost tripled, as has the number of states, and international relations
have been anything but peaceful; during over forty years of Cold War, one
“crisis” followed another. Yet the size of regular forces fielded by the most
important states has declined.23
To adduce a more specific example, in 1941 the
German invasion of the USSR—the largest single military operation of all
time—made use of 144 divisions out of the approximately 209 that the Wehrmacht
possessed; the forces later deployed on the Eastern Front by both sides,
particularly the Soviets, were even larger. By contrast, since 1945 there has
probably not been even one case in which any state has used over twenty
full-size divisions on any single campaign, and the numbers are still going
nowhere but down. In 1991, a coalition that included three out of five members
in the UN Security Council brought some five hundred thousand troops to bear
against Iraq; that was only about a third of what Germany used—counting field
forces only—to invade France as long ago as 1914. As of the late nineties, the
only states that still maintained forces exceeding a million and a half were
India and China—and of these, the latter has announced that half a million men
are to be sent home. What is more, the forces of both countries consist mainly
of low-quality infantry, some of which, armed with World War I rifles, are more
suitable for maintaining internal security than for waging serious, external
war.
While the decline in the number of regular
troops—both regulars and, especially, reservists—has been sharp indeed, the fall
in the number of major weapons and weapon systems has been even more
precipitous. In 1939, the air forces of each of the leading powers counted their
planes in the thousands; during each of the years 1942–45, the United States
alone produced seventy-five thousand military aircraft on average. Fifty years
later, the air forces of virtually all the most important countries were
shrinking fast. The largest one, the U.S. Air Force, bought exactly 127 aircraft
in 1995, including helicopters and transports;24 elsewhere, the
numbers were down to the low dozens, or nil. At sea, the story has been similar.
Of the former Soviet navy, built by Admiral Sergei Gorshkov in order to project
the power of the state, little remains but rusting surface vessels and old,
poorly maintained submarines that allegedly are liable to leak nuclear material
into the sea. The U.S. Navy is in a much better state, but it has seen the
number of aircraft carriers—the most important of its weapon systems, around
which everything else revolves—go down from almost a hundred in 1945 to as few
as twelve in 1995. The United States apart, the one country that still maintains
even one carrier capable of launching conventional fixed-wing combat aircraft is
France. That aside, the carriers (all of them decidedly second rate) owned by
all other states combined can be counted on the fingers of one hand. Indeed, it
is true to say that with a single major exception, states no longer maintain
oceangoing navies at all—and even the exception, the largest navy of all, that
of the United States, has been cut by almost half since the late eighties.
In fact, the majority of countries that
have gone to war [since 1945]--or against which others have gone to
war--have been quite small and relatively
unimportant.
In part, this decline in the size of armed forces
reflects the escalating cost of modern weapons and weapon systems.25
A World War II fighter-bomber could be had for approximately fifty thousand
dollars. Some of its modern successors, such as the F-15, come at a hundred
million dollars apiece, when their maintenance packages (without which they
would not be operational) are included; that, even when inflation is taken into
account, represents a thousandfold increase. Even this does not mark the limit
on what some airborne weapon systems, such as the “stealth” bomber, AWACS, and
J-STARS—all of them produced, owned, and operated exclusively by the world’s
sole remaining superpower—can cost. It has even been claimed that the reluctance
of the U.S. Air Force to use its most recent acquisition, the two-billion-dollar
B-2 bomber, against Iraq stemmed from the absence of targets worthy of the
risk;26 should one be shot down or lost by accident, the storm of
criticism would be hard to withstand.
Even so, one should not make too much of the price
factor. Modern economies are extraordinarily productive. As the histories of
both world wars show, they could certainly devote much greater resources to the
acquisition of military hardware than they do at present. Thus, the cost of
modern weapon systems may appear exorbitant only because the state’s basic
security, safeguarded as it is by nuclear weapons and their ever-ready delivery
vehicles, no longer appears sufficiently at risk to justify them. In fact, this
is probably the correct interpretation; it is supported by the tendency, which
has now been evident for decades, to cut the size of any production program and
to stretch the length of any acquisition process almost indefinitely. For
example, to develop the Manhattan Project—which besides the application of
revolutionary physical science included the construction of the largest
industrial plant ever built up to that time—and build the first atomic bombs
took less than three years; nonetheless, the designers of present-day
conventional weapon systems want us to believe that a new fighter-bomber cannot
advance from drawing board to deployment in less than fifteen. The development
histories of countless modern weapon systems prove that usually only a fraction
of the numbers initially required are produced, and then only after delays of
years.27 The reason is that in most cases by the time the system can
be fielded, the threat—which would have made rapid mass production necessary
and, incidentally, have led to a dramatic drop in per-unit cost—is no longer
there.
Yet another explanation for the decline in the quantity of
weapons produced and deployed is the very great improvement in quality; this, it
is argued, makes yesterday’s large numbers superfluous.28 There is in
fact some truth in this argument. Especially since precision guided munitions
have replaced ballistic weapons in the form of the older artillery and rockets,
the number of rounds necessary to destroy any particular target has dropped very
sharply; as the 1991 Gulf War and the 1999 air campaign against Serbia showed,
in many applications a one-shot, one-kill capability has been achieved. Thus a
single mission flown by a fighter-bomber is said to be capable of inflicting an
amount of destruction that once required hundreds, if not thousands, of such
sorties.
On the other hand, it should be remembered that for
every modern weapon—nuclear ones only excepted—a counter may be, and in most
cases has been, designed. However simple or sophisticated two opposing military
systems may be, if they are approximately equal in technological terms the
struggle between them is likely to be prolonged and result in heavy mutual
attrition.29 Expecting as they did more accurate weapons to increase
such attrition—as in fact was the case both in the 1973 Arab-Israeli War and the
1982 Falklands War, each in its time the most modern conflict in
history—late-twentieth-century states ought logically to have produced and
fielded more weapons, not less. The fact that this did not happen almost
certainly shows that states were no longer either willing or able to prepare for
wars on a scale larger than, say, Vietnam and Afghanistan; even those two
conflicts came close to bankrupting the two largest powers, the United States
and the USSR respectively.
To look at it in yet another way, during World War
II the capitals of four out of seven (five out of eight, if China is included)
major belligerents were occupied by the enemy, and two more (London and Moscow)
were heavily bombed. Only one (Washington, D.C.) escaped destruction of any
kind. Since then, no first or second-tier power has seen large-scale military
operations waged on its territory; the reasons for this are obvious. In fact,
the majority of countries that have gone to war—or against which others have
gone to war—have been quite small and relatively unimportant. In this period,
Israel fought against the various Arab states; Iran against Iraq; the United
States first against North Korea, then against North Vietnam, and then against
Iraq; Peru against Ecuador (before the two states decided to resolve their
differences by making the disputed territory a national park); and, for two
months in 1999, “the most powerful alliance in history” against Serbia.
Conversely, when the countries in question have not been unimportant, as in the
recent case of India and Pakistan, military operations have invariably been
confined to border incidents, never even coming near the capitals.
As the twentieth century approached its end, major
interstate wars appeared to be on the retreat. In terms of numbers, they were
becoming quite rare;30 in terms of size, neither the armed forces
that they involved, the magnitude of the military operations they witnessed, nor
(in almost all cases) the threat that they posed to the belligerents’ existences
even approached pre-1945 dimensions. From the Middle East to the Straits of
Taiwan, the world remains a dangerous place, and new forms of armed conflict
appear to be taking the place of the old.31 Nevertheless, compared to
the situation as it existed even as late as 1939, the change has been
momentous.
THE RISE OF INTRASTATE WAR
While the proliferation of nuclear weapons appeared
to put an end to major war between major states, war as such not only did not
disappear but began to be supplemented by a different kind of armed conflict,
one that, as these lines are being written early in 2000, has already to a large
extent replaced the old.
Perhaps the best way to approach the problem is
this. From the middle of the seventeenth century until 1914, the armed forces of
“civilized” governments—primarily those of Europe, but later North American and
Japanese ones as well—were more than a match for whatever could be put up
against them by either societies of their own kind or others in different parts
of the globe. Over time this advantage tended to grow; the greatest discrepancy
was probably reached toward the end of the nineteenth and the beginning of the
twentieth centuries. Thus, the “scramble for Africa” engaged only a few thousand
Europeans; at Omdurman in 1896, a handful of Maxim guns enabled the British to
wipe out entire columns of dervishes as if by magic.
During the years 1918–39, the difficulties that the
various European powers experienced in trying to hold on to the various colonial
empires increased appreciably. In some places, such as the Sahara, it took years
and tens of thousands of troops to put an end to uprisings; in others the
imperialists were compelled to forge alliances with local elites, which were
then co-opted into the lower echelons of government. Frequently the Europeans
hid behind a variety of treaties that conceded the appearance of power while
preserving the reality; that was the case throughout the Middle East and also,
to a growing extent, in India. Still, while the direction of change was quite
clear, its extent should not be exaggerated. When World War II broke out in
1939, not a single Asian or African country had yet rid itself of its real
masters—in other words, troops that were either white or organized and run by
whites.
In the event, perhaps the first to find out that
the nature of war had begun to change were the Germans. During the last years of
the nineteenth century the Germans had participated in the scramble for Africa,
gaining territories and holding them by means that were as ferocious as those
employed by anybody else. Having lost their empire in the wake of World War I,
during World War II they found renewed occasion to show their prowess in
counterinsurgency campaigns. Beginning already in 1941, and steadily more so
thereafter, the German occupations of Yugoslavia and Russia in particular were
so ruthless as to resemble genocide; yet even these methods did not lead to
peace and quiet. On the contrary, the greater the atrocities the occupiers
committed, the fiercer, by and large, the resistance they encountered. Some
countries and some populations were slower off the mark than others, but
resistance spread to virtually every nation that was held by the Germans; by the
second half of 1944, much of occupied Europe was ablaze.
The Germans soon discovered that it was precisely
the most modern components of their armed forces that were of the least use.
Hitherto their tanks, artillery, fighters, and bombers had experienced little
difficulty in tearing to pieces the rest of the world’s most advanced
armies—including those of three world powers with combined forces considerably
larger than their own;32 now, however, confronted by small groups of
guerrillas who did not constitute armies, did not wear uniforms, did not fight
in the open, and tended to melt away into the countryside or surrounding
populations, they found themselves almost entirely at a loss. Like other
conquerors after them, the Germans learned that for counterinsurgency purposes,
almost the only forces that mattered were those that were lightly armed—police,
light infantry, mountaineers, special forces, signals units, and above all,
intelligence personnel of every kind. All had to operate on foot or travel in
light vehicles. Outside the towns they could be reinforced by reconnaissance
aircraft, and on such comparatively rare occasions that the opposition allowed
itself to be caught in strength, by small detachments of artillery and tanks.
There was no room in these operations for the Wehrmacht’s pride and joy, its
armored and mechanized divisions—indeed, since the scale of these operations was
usually very small, for any divisions at all.
The discovery made by the Germans—and to a lesser
but still significant extent, their Japanese counterparts—during World War II
was later shared by virtually every other major armed force. Among the first to
encounter guerrilla warfare during the immediate postwar years were the French
and the British. In point of ruthlessness, their operations were very far from
matching those of the Germans; still, particularly in the case of the French in
Indochina and Algeria, they were ruthless enough. The French attempts, supported
by every modern weapon they could bring to bear, to regain control of the
colonies led to the deaths of hundreds of thousands and the destruction by fire
and sword of entire villages, even districts. The British did not go as far; the
largest number of native victims in any of their colonial campaigns seems to
have stood at ten thousand (in Kenya); nonetheless, they too made routine use of
capital punishment, torture, and the uprooting of entire villages.33
Like the Germans, the British and the French armed forces learned that their
most powerful weapons were worthless in such warfare. Against enemies so
dispersed and so elusive that they could barely be found, the most powerful
weapons of all, nuclear ones, were simply irrelevant.
Thereafter, the Dutch, Belgians, Spanish, and
Portuguese were all forced to evacuate their colonies. The Americans, seeking to
take the place of the supposedly demoralized French in Vietnam, sent first
advisers, then special forces, and from 1965 on, huge conventional forces into
that small, backward, and remote country.34 Eventually the total
number of Americans who served there exceeded 2.5 million, and the troops
present in Southeast Asia numbered at one point in excess of 550,000. They were
backed up by the most powerful military technology available, including heavy
bombers, fighter-bombers, aircraft carriers, helicopters (the number of
helicopters lost reached 1,500), tanks, artillery, and the most advanced
communications system in history. The number of Viet Cong, North Vietnamese, and
civilian dead probably stood at between one and two million. All to no
avail—after eight years of fighting and fifty-five thousand dead, the Americans
gave up.
From Afghanistan (where the Soviet army was broken
after eight years of fighting) through Cambodia (where the Vietnamese were
forced to retreat) and Sri Lanka (which the Indian army failed to bring to
order) to Namibia (granted its independence by South Africa after a long and
bitter struggle) to Eritrea (which won its independence against everything that
the Ethiopians, supported by the USSR, could do) and to Somalia (evacuated by
most United Nations forces after their failure to deal with the local warlords),
the story was always the same. Each time modern (more or less), heavily armed,
regular, state-owned forces took on insurgencies, they were defeated.
The above examples could easily be reinforced by
many others. They show that from 1945 on, the vast majority of the larger
guerrilla and terrorist campaigns in particular have been waged in third-world
countries—where people were either trying to form states of their own or where
established states had failed to assert monopolies over violence. Still, it
would not be true to say that the developed countries have remained immune to
terrorism or that the problem does not exist within them. Germany, France,
Italy, Spain, Britain, even Japan—where Tokyo in 1995 witnessed two deadly
poison-gas attacks—have witnessed terrorist acts on their territories. Often the
attacks have been deadly, with dozens, even hundreds, killed or wounded; the
number of people killed by, or in operations against, the Irish Republican Army
stood at three thousand in early 1996, before the organization wounded two
hundred in a single explosion (in Manchester) in May of that year. In these and
other countries, the list of people and targets attacked includes prominent
politicians, railway stations, railway tracks, buses, hospitals, shopping
centers, office blocks, hotels, beer gardens, airports, aircraft in flight,
ships, and of course foreign embassies and diplomatic personnel.
Most citizens of most advanced countries are still able
to sleep safely in their beds, but their beds are increasingly likely to be
protected by weapons and surrounded by walls.
Some of the attacks have represented spillovers
from struggles that were taking place in other countries. For instance, Kurds
fought Turks on German and Swiss territory, and Palestinian guerrillas and
Israeli secret agents chased each other in places as remote from the Mideast as
northern Norway and Latin America. In other incidents the terrorists, though
probably not without foreign connections, have been native born or at least
native bred. Good examples are the late German and Italian Red Army Factions,
which maintained ties with each other; the IRA, with its links to the United
States and Libya; ETA (representing the Basques) in Spain and France; and the
various Moslem organizations that have been operating in France and that in
early 1996 made Paris look like a fortress. Often they are rooted in the ethnic
minorities that, whether legally or not, have entered the countries in
question—in France, Germany, and Britain together there are now approximately
ten million persons whose faith is Islam.
If only because they have to make a living,
terrorist organizations are likely to engage in ancillary criminal activities
like drug smuggling, arms trading, and, from the early nineties on, dealing in
radioactive materials, such as uranium and plutonium. They have proven
repeatedly that they are capable of commanding fierce loyalties; in the Middle
East and Turkey, it has not been very difficult to find even people willing to
commit suicide (and go to heaven as their reward). The attacks by foreign-bred
terrorists on the World Trade Center in New York in 1993 and by native ones on
the federal building in Oklahoma City in 1995 showed that not even the two
largest oceans on earth can protect a country against terrorists—with the result
that at the Atlanta Olympic Games, security officers outnumbered athletes two to
one.35
From Washington’s White House to London’s Downing Street,
changes have taken place that are obvious even to the casual tourist. Entire
city blocks in which presidents and prime ministers live and work, and that
until not so long ago were open to pedestrian and vehicular traffic, are being
sealed off and turned into fortresses; their protection is entrusted to
uniformed and, especially, nonuniformed personnel with every imaginable
technological device ready to hand. From Sweden to Israel, leaders who once
walked the streets freely and without escorts have long since ceased doing so.
They are now seen by the public, if at all, only when they are whisked from one
place to another in their curtained, heavily armored limousines; the places they
are expected to visit are routinely sealed off and searched, sometimes for days
or weeks before the event. It is the kind of security of which a Cesare Borgia
might have been proud—and that not long ago was considered necessary only to
protect the world’s worst dictators.
So far, those measures seem to have done little to
eliminate the problem. What they have done is turn private security into a
growth industry par excellence worldwide.36 Thus, in Germany the
years from 1984 to 1996 saw the number of private security firms more than
double (from 620 to 1,400), while employment in that field increased by 300
percent.37 In Britain, the number of security employees rose from ten
thousand in 1950 to 250,000 in 1976;38 since growth has continued
thereafter, the number of private guards must have exceeded that of the state’s
uniformed, active troops (237,000 in 1995) years ago. (As for developing
countries, in many of them the internal threat is such that armed forces have
never been able to turn their attention exclusively outward in the first place.)
In the United States, as of 1972 the private security industry had almost twice
as many employees, and 1.5 times the budget, of all local, state, and federal
police forces combined.39 Its turnover stood at fifty-two million
dollars a year and was expected to double by the end of the
century.40 If present trends persist, the day is in sight when
American citizens will pay more for private security than for their country’s
armed forces; the ratio between the two, which in 1972 stood at 1:7, has since
declined to 1:5 and is still going down. The number of employees in the field,
about 1,600,000, already exceeds that of uniformed troops.
Clearly, the impact of these developments differs
sharply from one place to another, and some places remain much safer than
others. Still, the prospect is that the use of armed violence—which since at
least Thomas Hobbes has been recognized as the most important function of the
state—will again be shared out among other entities, as it was during the Middle
Ages.41 This is already the subject of science fiction, as well as
computer games.42 Some entities will be territorial but not
sovereign—that is, communities larger than states; others, perhaps more
numerous, will be neither sovereign nor territorial. Some will operate in the
name of political, ideological, religious, or ethnic objectives, others with an
eye purely to private gain.
In many so-called “developing countries,” the
situation just described already exists and indeed always has. Whether acting on
their own—mounting private guards, even setting up entire armies—or by forming
agreements with local insurgents, people and corporations are trying to
safeguard their property and their operations; it is a situation often known as
neocolonialism.43
It is true that most citizens of most advanced
countries are still able to sleep safely in their beds, but their beds are
increasingly likely to be protected by weapons and surrounded by walls. In
Britain alone, there are probably some two million illegal
firearms.44 As of 1997 the United States had some two hundred million
firearms in circulation, as well as thirty thousand gated communities, which
latter number was expected to double in a few years. Not surprisingly, there is
already some evidence that the residents of these communities are disengaging
from public affairs.45 Both for them and for their less fortunate
countrymen, future life will likely become less secure, or at any rate more
obsessed with security, than the life that was provided by the most powerful
states of the past.
On the positive side, as we have seen, those same
states are much less likely to engage each other in major hostilities—let alone
in warfare on a global scale—than was the case until 1945. The bargain that was
struck in the seventeenth century, in which the state offered its citizens
much-improved day-to-day security in return for their willingness to sacrifice
themselves on its behalf if called upon, may be coming to an end. Nor,
considering that the number of those who died during the six years of World War
II stood at approximately thirty thousand people per day, is its demise
necessarily to be lamented.
THE FUTURE
The implications of everything we have said so far
are perfectly clear. Confronted with its own supreme product, nuclear weapons,
large-scale interstate war as a phenomenon is slowly but surely being squeezed
below the historical horizon. To be sure, the process has been neither easy nor
smooth. Since 1945, even in regions and between countries where nuclear weapons
made their presence felt, there have been plenty of crises and scares. Nor
should one overlook the wars between nonnuclear states, which, as in the Middle
East and South Asia, went on fighting to their hearts’ content.
By 1970, if not before, it had become clear that
any state capable of building modern conventional armed forces—of operating,
say, a number of armored divisions or maintaining a flotilla of major
warships—would also be capable of developing a nuclear program. Indeed, to judge
by the experience of some countries (such as China, India, Pakistan, and, of
course, Israel), building nuclear weapons is actually easier than producing some
advanced conventional ones. Israel, according to the most recent accounts,
appears to have built its first nuclear weapon in 1967.46 It was a
decade later, however, before Israel unveiled its first tank, the Merkava I, and
even then 60 percent of its parts had to be imported. From then until the
present day, Israel has not produced a first-line fighter aircraft, and its
latest missile boats are being built in American shipyards.
While interstate war was going down, intrastate war
was going up. Literally entire continents, hundreds of millions if not billions
of people, found themselves living under different regimes as a direct result of
such wars. Judging by this criterion—which, being political, is the only one
that is in some sense “correct”—the difference between the two kinds of war can
only be called monumental.
When the last colonies—those of Portugal—went free
in 1975, many people felt that an era in warfare had come to an
end.47 Having suffered one defeat after another, the most important
armed forces of the “developed” world in particular heaved a sigh of relief;
gratefully, they felt that they could return to “ordinary” soldiering, by which
they meant preparing for wars against armed organizations similar to themselves
on the other side of the Iron Curtain. In fact, however, the hoped-for respite
did not materialize. At the time these lines are being written, of the wars in
progress, all, without a single exception, are being fought inside states, and
none is fought between states on both sides. Though most continue to take place
in what used to be called the third world, some are unfolding in the former
second one; nor is the soi-disant first world necessarily immune.
Since any country capable of building even
moderately advanced conventional weapons should be capable of building nuclear
weapons, and since experience has shown that conventional armed forces and their
weapons are only marginally useful in intrastate conflicts, it is no wonder that
those weapons and armed forces are being squeezed out. This process does not
apply to the same extent around the world, nor are the three principal armed
services affected to an equal degree. From one country to another, much depends
on geographical situations, perceived threats, strategic plans, etc. In each of
the three services, it is probably the heaviest weapons and systems that will be
the first to go; according to a recent article in The Economist, during
the years since 1990 the global market for them has declined by no less than 44
percent.48
According to the same article, however, “with some
30 small wars constantly on the boil, demand for light weapons has rattled on
like a vintage Gatling gun.” Many of them are copies of models first introduced
by such leading arms producers as the United States, the USSR, and Israel; they
are being produced in such out-of-the-way places as Pakistan and Croatia. They
range from hand grenades and submachine guns through mortars and heavy machine
guns, all the way to armored cars and personnel carriers. Equally brisk is the
trade in devices that are used in antiterrorist operations, such as security
fences and metal detectors.
To sum up, the roughly three-hundred-year period in
which war was associated primarily with the type of political organization known
as the state—first in Europe, and then, with its expansion, in other parts of
the globe as well—seems to be coming to an end. If the last fifty years or so
provide any guide, future wars will be overwhelmingly of the type known, however
inaccurately, as “low intensity.” Both organizationally and in terms of the
equipment at their disposal, the armed forces of the world will have to adjust
themselves to this situation by changing their doctrine, doing away with much of
their heavy equipment and becoming more like the police. In many places that
process is already well under way.
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